Chief Compliance Officer and President · Pointoak Retirement Advisors
Darshan P. Makim
CRD 5043274 · Named on Form ADV at one SEC-registered adviser
At a glance
Pointoak Retirement Advisors, an SEC-registered asset manager based in McLean, VA with $1.1 billion in regulatory assets, lists Darshan P. Makim on its Form ADV as Chief Compliance Officer and President, a control person.
Firms and roles
- Pointoak Retirement AdvisorsChief Compliance Officer and PresidentAsset manager · McLean, VA · $1.1B in regulatory assets
AtlasMembers
Darshan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Darshan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Darshan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.