Compliance Director · IHT Wealth Management LLC
Darla D. Douglas
CRD 5484921 · Named on Form ADV at one SEC-registered adviser
At a glance
IHT Wealth Management LLC, an SEC-registered broker-dealer firm based in Chicago, IL with $9.8 billion in regulatory assets, lists Darla D. Douglas on its Form ADV as Compliance Director, a control person.
Firms and roles
- IHT Wealth Management LLCCompliance DirectorBroker-dealer firm · Chicago, IL · $9.8B in regulatory assets
AtlasMembers
Darla’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Darla’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven J. DudashCEO, IHT Wealth Management LLC
- Corianne LeytonChief Operations Officer, IHT Wealth Management LLC
- Lindsey B. MichelPrincipal and Compliance Director, IHT Wealth Management LLC
- Lance D. MurrayChief Compliance Officer, IHT Wealth Management LLC
- Matthew T HildingPresident, IHT Wealth Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Darla’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.