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President · Swisher Financial Concepts, Inc.

Daniel E. Wolford

CRD 2886642 · Named on Form ADV at one SEC-registered adviser

At a glance

Swisher Financial Concepts, Inc., an SEC-registered wealth manager based in Westerville, OH with $317 million in regulatory assets, lists Daniel E. Wolford on its Form ADV as President, a control person.

Firms and roles

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael A HennDirector of Investments, Swisher Financial Concepts, Inc.
  • Brett S. VandervortDirector of Operations and Chief Compliance Officer, Swisher Financial Concepts, Inc.
  • ZACHARY A. KOUNTZVice President and Secretary, Swisher Financial Concepts, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.