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Member, Manager, Trustee of Daniel Shapiro Gift Trust · New Vernon Wealth Management LLC

Daniel M. Shapiro

CRD 1989147 · Named on Form ADV at 2 SEC-registered advisers

At a glance

New Vernon Wealth Management LLC, an SEC-registered wealth manager based in Highland Park, IL with $781 million in regulatory assets, lists Daniel M. Shapiro on its Form ADV as Member, Manager, Trustee of Daniel Shapiro Gift Trust, a control person. The SEC filings also name Daniel at 1 other registered adviser.

Firms and roles

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Steven A. ShapiroMember, Manager, Chief Investment Officer, Trustee Steven Shapiro Gift Trust, New Vernon Wealth Management LLC
  • Gary A. JustChief Financial Officer, Chief Compliance Officer, New Vernon Wealth Management LLC
  • Mansoor R. ZakariaMember, Manager, New Vernon Wealth Management LLC
  • Arshad R. ZakariaMember, Manager, Chairman of Board, New Vernon Wealth Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.