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Member, Founder, Principal and Chief Compliance Officer · Breakwater Financial, LLC

Daniel A. Ringer

CRD 5256318 · Named on Form ADV at one SEC-registered adviser

At a glance

Breakwater Financial, LLC, an SEC-registered wealth manager based in Needham, MA with $128 million in regulatory assets, lists Daniel A. Ringer on its Form ADV as Member, Founder, Principal and Chief Compliance Officer, a control person.

Firms and roles

  • Breakwater Financial, LLCMember, Founder, Principal and Chief Compliance OfficerWealth manager · Needham, MA · $128M in regulatory assets

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.