Co-Chief Executive Officer · Rand Capital Management
Daniel P. Penberthy
CRD 7134441 · Named on Form ADV at one SEC-registered adviser
At a glance
Rand Capital Management, an SEC-registered private fund adviser based in Buffalo, NY with $137 million in regulatory assets, lists Daniel P. Penberthy on its Form ADV as Co-Chief Executive Officer, a control person.
Firms and roles
- Rand Capital ManagementCo-Chief Executive OfficerPrivate fund adviser · Buffalo, NY · $137M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Brechtel W. MargaretChief Financial Officer, Rand Capital Management
- Kristen M. CammarataChief Compliance Officer, Rand Capital Management
- Oliver S. BarfieldCo-Chief Executive Officer, Rand Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.