Chief Compliance Officer · Noble Wealth Management P.B.C.
Daniel A. Newman
CRD 5234508 · Named on Form ADV at one SEC-registered adviser
At a glance
Noble Wealth Management P.B.C., an SEC-registered wealth manager based in Greenwood Village, CO with $444 million in regulatory assets, lists Daniel A. Newman on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Noble Wealth Management P.B.C.Chief Compliance OfficerWealth manager · Greenwood Village, CO · $444M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Christopher E. RhymeChief Executive Officer, Noble Wealth Management P.B.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.