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Chief Compliance Officer · Luma Capital

Daniel N. Keller

CRD 4531116 · Named on Form ADV at one SEC-registered adviser

At a glance

Luma Capital, an SEC-registered wealth manager based in Naples, FL with $136 million in regulatory assets, lists Daniel N. Keller on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Luma CapitalChief Compliance OfficerWealth manager · Naples, FL · $136M in regulatory assets

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.