Chief Compliance Officer · Mendon Capital Advisors Corp
Daniel J. Goldfarb
CRD 1179336 · Named on Form ADV at one SEC-registered adviser
At a glance
Mendon Capital Advisors Corp, an SEC-registered asset manager based in Key Largo, FL with $254 million in regulatory assets, lists Daniel J. Goldfarb on its Form ADV as Chief Compliance Officer.
Firms and roles
- Mendon Capital Advisors CorpChief Compliance OfficerAsset manager · Key Largo, FL · $254M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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Colleagues named on the same filings
- Anton V. SchutzPresident, Mendon Capital Advisors Corp
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.