President & Chief Compliance Officer · Redwood Investment Group, Inc
Daniel R. Catone
CRD 4469467 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Redwood Investment Group, Inc, an SEC-registered wealth manager based in Fort Bragg, CA with $230 million in regulatory assets, lists Daniel R. Catone on its Form ADV as President & Chief Compliance Officer, a control person. The SEC filings also name Daniel at 2 other registered advisers.
Firms and roles
- Redwood Investment Group, IncPresident & Chief Compliance OfficerWealth manager · Fort Bragg, CA · $230M in regulatory assets
- Golden State Wealth Management, LLCManaging MemberWealth manager · Powell, WY · $2.2B in regulatory assets
- ArimatheaPresident and CCOAsset manager · Fort Bragg, CA · $40M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (8)
- Patrick M. CatoneManaging Member & Chief Compliance Officer, Golden State Wealth Management, LLC
- John E. NahasManaging Member, Golden State Wealth Management, LLC
- Matthew T. CatoneMember, Arimathea
- Kyle FairallMember, Arimathea
- Clint P. NylanderChief Operating Officer, Arimathea
3 more people named with Daniel on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.