Chief Compliance Officer & Chief Financial Officer · Sterling Investment Management
Dalia M. Pearson
CRD 6631077 · Named on Form ADV at one SEC-registered adviser
At a glance
Sterling Investment Management, an SEC-registered private fund adviser based in West Palm Beach, FL with $2.4 billion in regulatory assets, lists Dalia M. Pearson on its Form ADV as Chief Compliance Officer & Chief Financial Officer, a control person.
Firms and roles
- Sterling Investment ManagementChief Compliance Officer & Chief Financial OfficerPrivate fund adviser · West Palm Beach, FL · $2.4B in regulatory assets
AtlasMembers
Dalia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Brian D. KosoyChief Executive Officer, Sterling Investment Management
- Adam L. MunderChief Marketing Officer, Sterling Investment Management
- Robert D. DakeChief Operating Officer; Member, Sterling Investment Management
- Jerry J. DykstraPresident Logistics, Sterling Investment Management
- Jordan M. FriedPrincipal, Investments; Member, Sterling Investment Management
1 more person named with Dalia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dalia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.