Chief Compliance Officer · Manitou Investment Management LTD.
Dale A. O'Connor
CRD 6599481 · Named on Form ADV at one SEC-registered adviser
At a glance
Manitou Investment Management LTD., an SEC-registered wealth manager based in Toronto, Ontario, Canada with $2.4 billion in regulatory assets, lists Dale A. O'Connor on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Manitou Investment Management LTD.Chief Compliance OfficerWealth manager · Toronto, Ontario, Canada · $2.4B in regulatory assets
AtlasMembers
Dale’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Deborah A. O'ReillyCorporate Secretary / Associate Counsellor, Manitou Investment Management LTD.
- Robert A. ScotchmerDirector / Shareholder, Manitou Investment Management LTD.
- Bryce C. DouglasShareholder, Manitou Investment Management LTD.
- Van-Khanh Nguyen-DinhShareholder, Manitou Investment Management LTD.
- James A. MeadowsChief Operating Officer / Sharholder, Manitou Investment Management LTD.
6 more people named with Dale on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dale’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.