Member, Chief Compliance Officer, Chief Operating Officer · Steward Advisors, LLC
Dale R. Branda
CRD 6637454 · Named on Form ADV at one SEC-registered adviser
At a glance
Steward Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $161 million in regulatory assets, lists Dale R. Branda on its Form ADV as Member, Chief Compliance Officer, Chief Operating Officer, a control person.
Firms and roles
- Steward Advisors, LLCMember, Chief Compliance Officer, Chief Operating OfficerWealth manager · Chicago, IL · $161M in regulatory assets
AtlasMembers
Dale’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy J. ObendorfMember, Principal & Wealth Manager, Steward Advisors, LLC
- Michael H. KwonMember, Principal & Wealth Manager, Steward Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dale’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.