CCO · Harmonic Capital, LLC
Cynthia C. Crimmins
CRD 6976217 · Named on Form ADV at one SEC-registered adviser
At a glance
Harmonic Capital, LLC, an SEC-registered asset manager with $13 million in regulatory assets, lists Cynthia C. Crimmins on its Form ADV as CCO, a control person.
Firms and roles
- Harmonic Capital, LLCCCOAsset manager · United States · $13M in regulatory assets
AtlasMembers
Cynthia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Aaron D. DirlamManaging Member, Harmonic Capital, LLC
- Paul S. CourtneyManaging Member, Harmonic Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cynthia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.