Chief Compliance Officer · One Capital Management, LLC
Curtis M. Wheeler
CRD 7331392 · Named on Form ADV at one SEC-registered adviser
At a glance
One Capital Management, LLC, an SEC-registered wealth manager based in Westlake Village, CA with $8.5 billion in regulatory assets, lists Curtis M. Wheeler on its Form ADV as Chief Compliance Officer.
Firms and roles
- One Capital Management, LLCChief Compliance OfficerWealth manager · Westlake Village, CA · $8.5B in regulatory assets
AtlasMembers
Curtis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Dan StridsbergManaging Director, One Capital Management, LLC
- Patrick J. BowenPresident, One Capital Management, LLC
- Steven R. CowleyChief Investment Officer, One Capital Management, LLC
- Donald H. McDonaldManaging Director, One Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Curtis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.