Chief Compliance Officer · Preston Capital
Courtney L. Wassef
CRD 8201653 · Named on Form ADV at one SEC-registered adviser
At a glance
Preston Capital, an SEC-registered private fund adviser based in Aliso Viejo, CA with $1.1 billion in regulatory assets, lists Courtney L. Wassef on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Preston CapitalChief Compliance OfficerPrivate fund adviser · Aliso Viejo, CA · $1.1B in regulatory assets
AtlasMembers
Courtney’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jonathan J. NelsonChief Investment Officer, Preston Capital
- William J. HoganPresident / CFO, Preston Capital
- Jonathan C. BrooksManaging Director, Preston Capital
- David F. PosnickChief Executive Officer, Preston Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Courtney’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.