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Chief Compliance Officer / Senior Vice President · Pegasus Asset Management Inc

Courtney J. Barba

CRD 5313824 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Pegasus Asset Management Inc, an SEC-registered wealth manager based in Morristown, NJ with $554 million in regulatory assets, lists Courtney J. Barba on its Form ADV as Chief Compliance Officer / Senior Vice President, a control person. The SEC filings also name Courtney at 1 other registered adviser.

Firms and roles

  • Pegasus Asset Management IncChief Compliance Officer / Senior Vice PresidentWealth manager · Morristown, NJ · $554M in regulatory assets
  • Pegasus Group, LLCChief Compliance OfficerWealth manager · Morristown, NJ · $91M in regulatory assets

AtlasMembers

Courtney’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Courtney’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.