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Managing Member & Chief Compliance Officer · Ketron Financial LLC

Courtenay A. Wise

CRD 6556497 · Named on Form ADV at one SEC-registered adviser

At a glance

Ketron Financial LLC, an SEC-registered wealth manager based in Novato, CA with $384 million in regulatory assets, lists Courtenay A. Wise on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Ketron Financial LLCManaging Member & Chief Compliance OfficerWealth manager · Novato, CA · $384M in regulatory assets

AtlasMembers

Courtenay’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Courtenay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.