Chief Compliance Officer · Fortis Advisors, LLC
Colleen A. Kelly
CRD 2477857 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Fortis Advisors, LLC, an SEC-registered asset manager based in Wayne, PA with $584 million in regulatory assets, lists Colleen A. Kelly on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Colleen at 1 other registered adviser.
Firms and roles
- Fortis Advisors, LLCChief Compliance OfficerAsset manager · Wayne, PA · $584M in regulatory assets
- Azarias Capital Management, L.P.Chief Compliance OfficerAsset manager · Westchester, PA · $189M in regulatory assets
AtlasMembers
Colleen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (8)
- Derek B. BolesPresident, Fortis Advisors, LLC
- Christopher J. GillespiePartner & Co-Portfolio Manager, Azarias Capital Management, L.P.
- Daren C. HeitmanChief Investment Officer & Managing Member of Azarias Capital Management LP, Azarias Capital Management, L.P.
- Christopher S. CatonPartner, Azarias Capital Management, L.P.
- Stephen J. KneeleyPartner, Azarias Capital Management, L.P.
3 more people named with Colleen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Colleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.