Vice President · Dhjj Financial Advisors
Colin P. Shaw
CRD 7356098 · Named on Form ADV at one SEC-registered adviser
At a glance
Dhjj Financial Advisors, an SEC-registered wealth manager based in Naperville, IL with $623 million in regulatory assets, lists Colin P. Shaw on its Form ADV as Vice President, a control person.
Firms and roles
- Dhjj Financial AdvisorsVice PresidentWealth manager · Naperville, IL · $623M in regulatory assets
AtlasMembers
Colin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Edwin J. BrooksVice President, Dhjj Financial Advisors
- Patrick W. KolzowVice President, Dhjj Financial Advisors
- Paul A. MintaVice President, Dhjj Financial Advisors
- Rebecca MaquetPresident, Dhjj Financial Advisors
- Terrence J. CiceroVice President, Dhjj Financial Advisors
4 more people named with Colin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Colin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.