Chief Marketing Officer · Tidal Investments LLC
Claire V. Du Plessis
CRD 8218600 · Named on Form ADV at one SEC-registered adviser
At a glance
Tidal Investments LLC, an SEC-registered asset manager based in Milwaukee, WI with $45.8 billion in regulatory assets, lists Claire V. Du Plessis on its Form ADV as Chief Marketing Officer, a control person.
Firms and roles
- Tidal Investments LLCChief Marketing OfficerAsset manager · Milwaukee, WI · $46B in regulatory assets
AtlasMembers
Claire’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Michael J. VenutoChief Investment Officer / Director, Tidal Investments LLC
- Gavin C. FilmoreChief Executive Officer / Director, Tidal Investments LLC
- William H. WoolvertonChief Compliance Officer, Tidal Investments LLC
- Douglas C. ReschoDirector, Tidal Investments LLC
- Guillermo TriasExecutive Chairman / Director, Tidal Investments LLC
5 more people named with Claire on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Claire’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.