Assistant Secretary · NLG Capital LLC
Christopher B. Zimmerman
CRD 8066871 · Named on Form ADV at one SEC-registered adviser
At a glance
NLG Capital LLC, an SEC-registered asset manager based in Montpelier, VT with $46.5 billion in regulatory assets, lists Christopher B. Zimmerman on its Form ADV as Assistant Secretary.
Firms and roles
- NLG Capital LLCAssistant SecretaryAsset manager · Montpelier, VT · $47B in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Lisa F. MullerVice President, Chief Counsel, & Secretary, NLG Capital LLC
- Jason J. DoironChief Executive Officer and Chief Investment Officer, NLG Capital LLC
- Gregory Dwight TeeseChief Compliance Officer, NLG Capital LLC
- Peter D. TrojanoVice President, NLG Capital LLC
- Joseph G. HeaslipVice President and Chief Operating Officer, NLG Capital LLC
1 more person named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.