Chairman & CEO · SWS Capital Management, LLC
Christopher J. Williams
CRD 1335377 · Named on Form ADV at one SEC-registered adviser
At a glance
SWS Capital Management, LLC, an SEC-registered private fund adviser based in New York, NY with $413 million in regulatory assets, lists Christopher J. Williams on its Form ADV as Chairman & CEO, a control person.
Firms and roles
- SWS Capital Management, LLCChairman & CEOPrivate fund adviser · New York, NY · $413M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Dianne N. CalabrisottoChief Compliance Officer, SWS Capital Management, LLC
- William C. ThompsonPresident, SWS Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.