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Secretary, Chief Compliance Officer and Counsel, Dalton Investments, Inc. · Dalton Investments, Inc.

Christopher A. Ha

CRD 6095216 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Dalton Investments, Inc., an SEC-registered private fund adviser based in EL Segundo, CA with $5.7 billion in regulatory assets, lists Christopher A. Ha on its Form ADV as Secretary, Chief Compliance Officer and Counsel, Dalton Investments, Inc., a control person. The SEC filings also name Christopher at 1 other registered adviser.

Firms and roles

  • Dalton Investments, Inc.Secretary, Chief Compliance Officer and Counsel, Dalton Investments, Inc.Private fund adviser · EL Segundo, CA · $5.7B in regulatory assets
  • Rosenwald Capital Management, Inc.Chief Compliance OfficerPrivate fund adviser · Redondo Beach, CA · $248M in regulatory assets

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (10)

  • Sarah B. AlfandariChief Executive Officer and President, and Director of the Board of Directors, Dalton Investments, Inc., Dalton Investments, Inc.
  • Frank G. CombsPortfolio Manager, and Director of the Board of Directors, Dalton Investments, Inc., Dalton Investments, Inc.
  • Iain N. DouglasChief Marketing Officer, Dalton Investments, Inc., Dalton Investments, Inc.
  • Janet N. HunpadongratTreasurer, Chief Operating Officer and Chief Financial Officer, Dalton Investments, Inc., Dalton Investments, Inc.
  • James B. RosenwaldChairman of the Board of Directors, and Chief Investment Officer, Dalton Investments, Inc., Dalton Investments, Inc.

5 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.