Vice President, Secretary · Lander & Associates Inc
Christopher W. Carroll
CRD 5457595 · Named on Form ADV at one SEC-registered adviser
At a glance
Lander & Associates Inc, an SEC-registered wealth manager with $180 million in regulatory assets, lists Christopher W. Carroll on its Form ADV as Vice President, Secretary, a control person.
Firms and roles
- Lander & Associates IncVice President, SecretaryWealth manager · United States · $180M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Robert J. LanderDirector, Lander & Associates Inc
- Hilary S. CarrollPresident & Chief Compliance Officer, Lander & Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.