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Chief Compliance Officer · Transamerica Financial Advisors, LLC

Christina D Kramer

CRD 4406871 · Named on Form ADV at one SEC-registered adviser

At a glance

Transamerica Financial Advisors, LLC, an SEC-registered broker-dealer firm based in Philadelphia, PA with $2.1 billion in regulatory assets, lists Christina D Kramer on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Christina’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brian BeitzelDirector, Chief Financial Officer, Transamerica Financial Advisors, LLC
  • Michelle Anne BarryDirector, President, CEO, Chief Supervisory Officer, Transamerica Financial Advisors, LLC
  • Robert CostelloChief Operations Officer, Transamerica Financial Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christina’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.