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Chief Operating Officer and Chief Compliance Officer · Claret Asset Management Corp

Chi Lai Kwok

CRD 7125884 · Named on Form ADV at one SEC-registered adviser

At a glance

Claret Asset Management Corp, an SEC-registered wealth manager based in Montreal Quebec, Canada with $2.4 billion in regulatory assets, lists Chi Lai Kwok on its Form ADV as Chief Operating Officer and Chief Compliance Officer.

Firms and roles

  • Claret Asset Management CorpChief Operating Officer and Chief Compliance OfficerWealth manager · Montreal Quebec, Canada · $2.4B in regulatory assets

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Chi’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Chi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.