Chairman, President · Delta Advisory Group, Inc.
Charles C. Smith
CRD 871804 · Named on Form ADV at one SEC-registered adviser
At a glance
Delta Advisory Group, Inc., an SEC-registered wealth manager based in Maitland, FL with $216 million in regulatory assets, lists Charles C. Smith on its Form ADV as Chairman, President, a control person.
Firms and roles
- Delta Advisory Group, Inc.Chairman, PresidentWealth manager · Maitland, FL · $216M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Donald C. NestorSenior Vice President, Delta Advisory Group, Inc.
- Megan R. JohnsonChief Compliance Officer, Delta Advisory Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.