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Managing Member & Chief Compliance Officer · CSP Financial Group LLC

Charles A. Pettit

CRD 2488074 · Named on Form ADV at one SEC-registered adviser

At a glance

CSP Financial Group LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $151 million in regulatory assets, lists Charles A. Pettit on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • CSP Financial Group LLCManaging Member & Chief Compliance OfficerWealth manager · Scottsdale, AZ · $151M in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.