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CEO / Managing Director / Chief Compliance Officer · Marks Wealth Management

Charles Marks

CRD 5784332 · Named on Form ADV at one SEC-registered adviser

At a glance

Marks Wealth Management, an SEC-registered wealth manager based in Ellicott City, MD with $409 million in regulatory assets, lists Charles Marks on its Form ADV as CEO / Managing Director / Chief Compliance Officer, a control person.

Firms and roles

  • Marks Wealth ManagementCEO / Managing Director / Chief Compliance OfficerWealth manager · Ellicott City, MD · $409M in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.