Chief Executive Officer · Lombard Advisers Incorporated
Charles C. Fox
CRD 1201770 · Named on Form ADV at one SEC-registered adviser
At a glance
Lombard Advisers Incorporated, an SEC-registered wealth manager based in Baltimore, MD with $670 million in regulatory assets, lists Charles C. Fox on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Lombard Advisers IncorporatedChief Executive OfficerWealth manager · Baltimore, MD · $670M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Terry L. Donlan WelkerChief Compliance Officer, Lombard Advisers Incorporated
- William S. SochaChief Financial Officer, Lombard Advisers Incorporated
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.