Adviser and broker representative · Ausdal Financial Partners, Inc.
Charles B. Brown
CRD 5511058 · Naperville, IL
At a glance
Charles B. Brown is an investment adviser representative with Ausdal Financial Partners, Inc. in Naperville, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Charles’s SEC record dates to 2012, about 14 years ago. Charles is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Ausdal Financial Partners, Inc.Since August 2012Naperville, IL · $3.7B in regulatory assets
- M.brown Financial AdvisorsSince July 2021Naperville, IL · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 5 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Charles’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.