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Chief Compliance Officer · KAI Wealth LLC

Cem A Karsan

CRD 4016630 · Named on Form ADV at one SEC-registered adviser

At a glance

KAI Wealth LLC, an SEC-registered wealth manager based in Chicago, IL with $275 million in regulatory assets, lists Cem A Karsan on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • KAI Wealth LLCChief Compliance OfficerWealth manager · Chicago, IL · $275M in regulatory assets

AtlasMembers

Cem’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2025 (1 years)
Designations
None on file
Exams
Series 65
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Cem’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cem’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.