Executive Vice President, Chief Legal Officer & Secretary · Dimensional Fund Advisors LP
Catherine L. Newell
CRD 2890628 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Dimensional Fund Advisors LP, an SEC-registered asset manager based in Austin, TX with $1.0 trillion in regulatory assets, lists Catherine L. Newell on its Form ADV as Executive Vice President, Chief Legal Officer & Secretary. The SEC filings also name Catherine at 2 other registered advisers.
Firms and roles
- Dimensional Fund Advisors LPExecutive Vice President, Chief Legal Officer & SecretaryAsset manager · Austin, TX · $1.02T in regulatory assets
- Dimensional Fund Advisors LTDChief Legal Officer, Secretary and Vice PresidentAsset manager · London, United Kingdom · $365B in regulatory assets
- DFA Australia LimitedDirector, Vice President, Secretary & Chief Legal OfficerAsset manager · Sydney, Australia · $362B in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (18)
- David G. BoothChairman, Dimensional Fund Advisors LP
- Gerard K. O'ReillyCo-Chief Executive Officer & Co-Chief Investment Officer, Dimensional Fund Advisors LP
- David P. ButlerCo-Chief Executive Officer, Dimensional Fund Advisors LP
- Selwyn J. NotelovitzChief Compliance Officer & Vice President, Dimensional Fund Advisors LP
- Bernard J. GrzelakChief Financial Officer, Treasurer & Vice President, Dimensional Fund Advisors LP
13 more people named with Catherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.