Chief Compliance Officer · First Turn Management, LLC
Catherine Newcomb
CRD 2177017 · Named on Form ADV at 2 SEC-registered advisers
At a glance
First Turn Management, LLC, an SEC-registered asset manager based in Solana Beach, CA with $900 million in regulatory assets, lists Catherine Newcomb on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Catherine at 1 other registered adviser.
Firms and roles
- First Turn Management, LLCChief Compliance OfficerAsset manager · Solana Beach, CA · $900M in regulatory assets
- Nicholas Investment Partners, L.P.CCOAsset manager · SAN Diego, CA · $1.5B in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Lisa G. WheatleyDirector, Managing Partner & Portfolio Manager, First Turn Management, LLC
- Tracy A. MurphyDirector, First Turn Management, LLC
- Stephen A. RosettaDirector, First Turn Management, LLC
- Catherine C. Somhegyi NicholasChief Investment Officer, Nicholas Investment Partners, L.P.
- Arthur E. NicholasSenior Advisor, Nicholas Investment Partners, L.P.
5 more people named with Catherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.