Chief Compliance Officer, Designated Privacy Officer · Q Wealth USA Inc.
Catherine Dorna
CRD 6585768 · Named on Form ADV at one SEC-registered adviser
At a glance
Q Wealth USA Inc., an SEC-registered asset manager based in Toronto, Ontario, Canada with $0 in regulatory assets, lists Catherine Dorna on its Form ADV as Chief Compliance Officer, Designated Privacy Officer, a control person.
Firms and roles
- Q Wealth USA Inc.Chief Compliance Officer, Designated Privacy OfficerAsset manager · Toronto, Ontario, Canada · $0M in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jared C. RabinowitzDirector, Chief Executive Officer, Q Wealth USA Inc.
- Sara E. MeiersChief Operating Officer, Q Wealth USA Inc.
- Stephen GasparekChief Marketing Officer, Q Wealth USA Inc.
- Larry M BermanDirector, Q Wealth USA Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.