Chief Compliance Officer · Arete Wealth Advisors, LLC
Catherine Cucharale
CRD 3054881 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Arete Wealth Advisors, LLC, an SEC-registered broker-dealer firm based in Chicago, IL with $2.7 billion in regulatory assets, lists Catherine Cucharale on its Form ADV as Chief Compliance Officer. The SEC filings also name Catherine at 1 other registered adviser.
Firms and roles
- Arete Wealth Advisors, LLCChief Compliance OfficerBroker-dealer firm · Chicago, IL · $2.7B in regulatory assets
- McLaughlin Ryder Investments, Inc.Chief Compliance OfficerBroker-dealer firm · Alexandria, VA · $522M in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David C. LevineCEO, Arete Wealth Advisors, LLC
- Shawn Patrick McLaughlinPresident, CEO, McLaughlin Ryder Investments, Inc.
- Ilina S StamovaFinop, McLaughlin Ryder Investments, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.