Senior Vice President, Chief Compliance Officer · First Command Advisory Services
Casey J. Griffin
CRD 3124214 · Named on Form ADV at one SEC-registered adviser
At a glance
First Command Advisory Services, an SEC-registered wealth manager based in Fort Worth, TX with $24.4 billion in regulatory assets, lists Casey J. Griffin on its Form ADV as Senior Vice President, Chief Compliance Officer.
Firms and roles
- First Command Advisory ServicesSenior Vice President, Chief Compliance OfficerWealth manager · Fort Worth, TX · $24B in regulatory assets
AtlasMembers
Casey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Mark D. SteffePresident and CEO, First Command Advisory Services
- Heidi E. CerboneVice President and Treasurer, First Command Advisory Services
- Tina K. CaddellVice President, Operations, First Command Advisory Services
- Eric ChartanSenior Vice President, Chief Legal Officer, First Command Advisory Services
- Frank D. SmithSenior Vice President - Chief Information Security Officer & Chief Technology Officer, First Command Advisory Services
1 more person named with Casey on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Casey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.