Owner, President, Chief Compliance Officer · Randolph Co Inc
Carter F. Randolph
CRD 4348344 · Named on Form ADV at one SEC-registered adviser
At a glance
Randolph Co Inc, an SEC-registered asset manager based in Cincinnati, OH with $1.1 billion in regulatory assets, lists Carter F. Randolph on its Form ADV as Owner, President, Chief Compliance Officer, a control person.
Firms and roles
- Randolph Co IncOwner, President, Chief Compliance OfficerAsset manager · Cincinnati, OH · $1.1B in regulatory assets
AtlasMembers
Carter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Meredith R. LeslieOwner, Randolph Co Inc
- Carter L. RandolphOwner, Randolph Co Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.