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Chief Compliance Officer · Ullmann Wealth Partners

Carrie King

CRD 6877985 · Named on Form ADV at one SEC-registered adviser

At a glance

Ullmann Wealth Partners, an SEC-registered wealth manager based in Jacksonville Beach, FL with $1.3 billion in regulatory assets, lists Carrie King on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Ullmann Wealth PartnersChief Compliance OfficerWealth manager · Jacksonville Beach, FL · $1.3B in regulatory assets

AtlasMembers

Carrie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carrie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.