Chief Compliance Officer · Orleans Capital Management Corp
Carrie A. Brown
CRD 5653005 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Orleans Capital Management Corp, an SEC-registered asset manager based in Mandeville, LA with $2.1 billion in regulatory assets, lists Carrie A. Brown on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Carrie at 2 other registered advisers.
Firms and roles
- Orleans Capital Management CorpChief Compliance OfficerAsset manager · Mandeville, LA · $2.1B in regulatory assets
- Argent Advisors, Inc.Chief Compliance OfficerWealth manager · Ruston, LA · $1.7B in regulatory assets
- Argent Retirement Plan Advisors, LLCChief Compliance OfficerAsset manager · New Orleans, LA · $683M in regulatory assets
AtlasMembers
Carrie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Emily C. BeckerPresident and Director, Orleans Capital Management Corp
- Michael R. JonesBoard Member/president, Argent Advisors, Inc.
- Dean S. MailhesBoard Member/ Managing Director, Argent Advisors, Inc.
- Byron R. MooreManaging Director-Planning Grp/board Member, Argent Advisors, Inc.
- Mark MiltonPresident, Argent Retirement Plan Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carrie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.