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Managing Director of Investments · Heritage Wealth Advisors

Caroline E. Baronian

CRD 5935423 · Named on Form ADV at one SEC-registered adviser

At a glance

Heritage Wealth Advisors, an SEC-registered wealth manager based in Richmond, VA with $4.9 billion in regulatory assets, lists Caroline E. Baronian on its Form ADV as Managing Director of Investments, a control person.

Firms and roles

AtlasMembers

Caroline’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Delores A. RemoChief Executive Officer and Managing Director, Heritage Wealth Advisors
  • Charles T. HillChief Financial Officer and Senior Wealth Advisor, Heritage Wealth Advisors
  • Marshall O. ChambersDirector of Client Strategy and Development, Heritage Wealth Advisors
  • John G. JordanChief Investment Officer, Chief Compliance Officer and Managing Director, Heritage Wealth Advisors
  • Sarah C. SimmerManaging Director of Client Experience, Heritage Wealth Advisors

2 more people named with Caroline on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Caroline’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.