Chief Compliance Officer · Iadvise Partners
Carmen Penaranda
CRD 3209635 · Named on Form ADV at one SEC-registered adviser
At a glance
Iadvise Partners, an SEC-registered wealth manager based in New York, NY with $224 million in regulatory assets, lists Carmen Penaranda on its Form ADV as Chief Compliance Officer.
Firms and roles
- Iadvise PartnersChief Compliance OfficerWealth manager · New York, NY · $224M in regulatory assets
AtlasMembers
Carmen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings
- Victor M. GilPresident/ceo, Iadvise Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carmen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.