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Chief Compliance Officer · Regent Peak Wealth Advisors, LLC

Carmen L. Laster

CRD 4559321 · Named on Form ADV at one SEC-registered adviser

At a glance

Regent Peak Wealth Advisors, LLC, an SEC-registered wealth manager based in Atlanta, GA with $786 million in regulatory assets, lists Carmen L. Laster on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Carmen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carmen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.