Chief Compliance Officer · Indiano Capital Management
Carmen A. Indiano
CRD 4943366 · Named on Form ADV at one SEC-registered adviser
At a glance
Indiano Capital Management, an SEC-registered wealth manager based in Rochester, NY with $254 million in regulatory assets, lists Carmen A. Indiano on its Form ADV as Chief Compliance Officer.
Firms and roles
- Indiano Capital ManagementChief Compliance OfficerWealth manager · Rochester, NY · $254M in regulatory assets
AtlasMembers
Carmen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings
- Matthew C. IndianoPresident, Indiano Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carmen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.