Chief Compliance Officer · O'keefe Stevens Advisory, Inc.
Carly E. Flanigan
CRD 6557196 · Named on Form ADV at one SEC-registered adviser
At a glance
O'keefe Stevens Advisory, Inc., an SEC-registered wealth manager with $586 million in regulatory assets, lists Carly E. Flanigan on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- O'keefe Stevens Advisory, Inc.Chief Compliance OfficerWealth manager · United States · $586M in regulatory assets
AtlasMembers
Carly’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Peter S. O'KeefeTreasurer, O'keefe Stevens Advisory, Inc.
- Justin D. StevensPresident/secretary, O'keefe Stevens Advisory, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.