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Chief Compliance Officer · Invex Next, LLC

Carlos Barrientos Serrano

CRD 4520476 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Invex Next, LLC, an SEC-registered wealth manager based in Coral Gables, FL with $3 million in regulatory assets, lists Carlos Barrientos Serrano on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Carlos at 1 other registered adviser.

Firms and roles

  • Invex Next, LLCChief Compliance OfficerWealth manager · Coral Gables, FL · $3M in regulatory assets
  • Invex Advisors LLCChief Compliance OfficerAsset manager · Coral Gables, FL · $759M in regulatory assets

AtlasMembers

Carlos’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carlos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.