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Managing Member, CCO · Oppvest, LLC

Carl K. Oppenheimer

CRD 3139451 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Oppvest, LLC, an SEC-registered private fund adviser based in New York, NY with $218 million in regulatory assets, lists Carl K. Oppenheimer on its Form ADV as Managing Member, CCO, a control person. The SEC filings also name Carl at 2 other registered advisers.

Firms and roles

  • Oppvest, LLCManaging Member, CCOPrivate fund adviser · New York, NY · $218M in regulatory assets
  • Oppenheimer + Close, LLCDirector, Managing Member / Chief Compliance OfficerWealth manager · New York, NY · $93M in regulatory assets
  • Malabar Investments, LLCManagerPrivate fund adviser · New York, NY · $900M in regulatory assets

AtlasMembers

Carl’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Carl on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.