Chief Executive Officer and Chief Compliance Officer · Grove Street Fiduciary, LLC
Carl A. Johnson
CRD 4343732 · Named on Form ADV at one SEC-registered adviser
At a glance
Grove Street Fiduciary, LLC, an SEC-registered wealth manager based in Peterborough, NH with $413 million in regulatory assets, lists Carl A. Johnson on its Form ADV as Chief Executive Officer and Chief Compliance Officer, a control person.
Firms and roles
- Grove Street Fiduciary, LLCChief Executive Officer and Chief Compliance OfficerWealth manager · Peterborough, NH · $413M in regulatory assets
AtlasMembers
Carl’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Hazel E. GrolljahnChief Operating Officer, Grove Street Fiduciary, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.