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Chief Compliance Officer · Towle & Co

Cari A. Hopfensperger

CRD 5674708 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Towle & Co, an SEC-registered asset manager based in Denver, CO with $474 million in regulatory assets, lists Cari A. Hopfensperger on its Form ADV as Chief Compliance Officer. The SEC filings also name Cari at 1 other registered adviser.

Firms and roles

  • Towle & CoChief Compliance OfficerAsset manager · Denver, CO · $474M in regulatory assets
  • RPM Capital Management, LLCChief Compliance OfficerWealth manager · United States · $74M in regulatory assets

AtlasMembers

Cari’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Cari on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cari’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.